Charlotte has more than 10 years’ experience in corporate finance and compliance works. Charlotte’s practice focuses on initial public offerings on the Main Board or the GEM of The Stock Exchange of Hong Kong Limited by Hong Kong and PRC companies and ongoing compliance by listed issuers including dual listed issuers, mineral company and infrastructure company. The ongoing compliance works include advising on various disclosure, regulatory, compliance, corporate governance and general corporate matters. The recent IPOs which Charlotte was involved in include but not limited to the following:-
AV Promotions Holdings Limited (08419.HK) - 2017
Winson Holdings Hong Kong Limited (08421.HK) - 2017
Yat Sing Holdings Limited (03708.HK) - 2015
King Force Security Holdings Limited (08315.HK) - 2014
Yongsheng Advanced Materials Company Limited (03608.HK) - 2013
Sunley Holdings Limited (now known as CNQC International Holdings Limited) (01240.HK) - 2012
Branding China Group Limited (08219.HK) (now listed on the Main Board with stock code 00863.HK) - 2012 (handled GEM listing)
Flying Financial Service Holdings Limited (08030.HK) - 2012
Vision Fame International Holding Limited (01315.HK) - 2011
Kai Shi China Holdings Company Limited (now known as Long Ji Tai He Holding Limited) (01281.HK) - 2011
Charlotte is also experienced in both public and private M&A and bonds issue transactions. She advised the controlling shareholder of a Main Board listed issuer on the disposal of the controlling stake in the listed company and the voluntary cash offer and advised the listed company on the asset reorganisation, the distribution in specie and the mandatory general offers. Charlotte obtained a LLB (Hons.) and Postgraduate Certificate in Laws from the University of Hong Kong.
Denise has over 10 years of experience in the legal field. She focuses on corporate finance and Hong Kong listing projects. She also has experience mergers and acquisitions, fund raising exercise, listing, Hong Kong Listing Rules compliance matters and general corporate matters.
The recent transactions which Denise was involved in include but not limited to the following:-
Listing of Legion Consortium Limited (02129.HK) - 2021
Listing of Ying Kee Tea House Group Limited (08241.HK) - 2018
Listing of Vistar Holdings Limited (08535.HK) - 2018
Listing of Termbray Petro-king Oilfield Services Limited (now known as Petro-king Oilfield Services Limited) (02178.HK) - 2013
Listing of Legend Strategy International Holdings Group Company Limited (08160.HK) (now listed on the Main Board with stock code 01355.HK) - 2011 (handled GEM listing)
Advised Smart Excel Group Limited, the offeror, in an acquisition of a controlling interest of Milestone Builder Holdings Limited (Stock code: 01667) at a consideration of HK$270 million and the subsequent mandatory unconditional cash offer for all the shares of Milestone Builder Holdings Limited
Advised Tan Chong International Limited (0693.HK) in its tender offer to purchase equity interests in a company listed on the Second Section of the Tokyo Stock Exchange, Inc.
Advised various companies listed on The Stock Exchange of Hong Kong Limited for their fund raising activities by placing of shares, convertible notes and issuance of warrants
Advised various companies listed on The Stock Exchange of Hong Kong Limited regarding Hong Kong Listing Rules compliance matters
Denise obtained a BA (Hons) in Public and Social Administration from the City University of Hong Kong, LLB from The Manchester Metropolitan University and Postgraduate Certificate in Laws from The University of Hong Kong. She was admitted as a solicitor of the High Court of Hong Kong in 2003.
She speaks fluent English, Cantonese and Mandarin.