Charlotte has more than 20 years’ experience in corporate finance and compliance works. Charlotte’s practice focuses on initial public offerings (including H Shares listing) on the Main Board or the GEM of The Stock Exchange of Hong Kong Limited by Hong Kong and PRC companies and ongoing compliance by listed issuers including dual listed issuers, mineral company and infrastructure company. The ongoing compliance works include advising on various disclosure, regulatory, compliance, corporate governance and general corporate matters. The recent IPOs which Charlotte was involved in include but not limited to the following:-
- Kwong Luen Engineering Holdings Limited (01413.HK)
- Legion Consortium Limited (02129.HK)
- Winson Holdings Hong Kong Limited (06812.HK) – (transfer listing from GEM Board to Main Board)
- AV Promotions Holdings Limited (08419.HK)
- Winson Holdings Hong Kong Limited (08421.HK)
- Yat Sing Holdings Limited (03708.HK)
- King Force Security Holdings Limited (08315.HK)
- Yongsheng Advanced Materials Company Limited (03608.HK)
- Sunley Holdings Limited (now known as CNQC International Holdings Limited) (01240.HK)
- Branding China Group Limited (08219.HK) (now listed on the Main Board with stock code 00863.HK)
- Flying Financial Service Holdings Limited (08030.HK)
- Vision Fame International Holding Limited (01315.HK)
- Kai Shi China Holdings Company Limited (now known as Long Ji Tai He Holding Limited) (01281.HK)
Charlotte is also experienced in both public and private M&A and bonds issue transactions. She advised the controlling shareholder of a Main Board listed issuer on the disposal of the controlling stake in the listed company and the voluntary cash offer and advised the listed company on the asset reorganisation, the distribution in specie and the mandatory general offers. Charlotte obtained a LLB (Hons.) and Postgraduate Certificate in Laws from the University of Hong Kong.
She speaks fluent Cantonese, Mandarin and English
